Rickmers Maritime

Cargo Ship

Email This Print This Insider Trades

Quotes Delayed 10 Minutes
Updated: 24 Apr 2017 07:12
SGX Symbol: B1ZU Currency: SGD
Last Done: 0.026 Volume ('000): -
Change: - % Change: -
Day's Range: - 52 Weeks' Range: 0.023 - 0.111
Announce Date
[Date of Effective Change]
Buyer/Seller Name
[Type*]
S/W/U ** Bought/(Sold)('000) Price($) After Trade Note
No. of Shares ('000)*** % Held
***
26/02/16
[26/02/16]
Soeren Andersen [DIR] S/U 130  0.053 1,169 0.13 Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 1169200 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.13290000 (Direct Interest); 0.00000000 (Deemed Interest)
Percentage of unitholdings is calculated based on the total number of 879,622,717 units in issue.
25/02/16
[25/02/16]
Soeren Andersen [DIR] S/U 150  0.053 1,039 0.12 Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 1039200 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.11810000 (Direct Interest); 0.00000000 (Deemed Interest)
Percentage of unitholdings is calculated based on the total number of 879,622,717 units in issue.
24/02/16
[24/02/16]
Soeren Andersen [DIR] S/U 254  0.054 889 0.10 Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 889200 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.10110000 (Direct Interest); 0.00000000 (Deemed Interest)
Percentage of unitholdings is calculated based on the total number of 879,622,717 units in issue.
23/02/16
[23/02/16]
Soeren Andersen [DIR] S/U 235  0.053 635 0.07 Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 635200 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.07220000 (Direct Interest); 0.00000000 (Deemed Interest)
Percentage of unitholdings is calculated based on the total number of 879,622,717 units in issue.
22/02/16
[22/02/16]
Soeren Andersen [DIR] S/U 400  0.053 400 0.05 Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 400000 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.04550000 (Direct Interest); 0.00000000 (Deemed Interest)
Percentage of unitholdings is calculated based on the total number of 879,622,717 units in issue.
26/10/15
[22/10/15]
American Funds Insurance Series Global Growth and Income Fund [SSH] S/U (754)  0.210 43,285 4.92 Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 43285393 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.92090000 (Direct Interest); 0.00000000 (Deemed Interest)
CGC is the parent company of Capital Research and Management Company ("CRMC"). CRMC is a U.S.-based investment management company that manages the American Funds family of mutual funds. CRMC manages equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC in turn is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of five investment management companies ("CGII management companies"): Capital Guardian Trust Company, Capital International, Inc., Capital International Limited, Capital International SÓrl and Capital International K.K. The CGII management companies primarily serve as investment managers to institutional clients. Neither CGC nor any of its affiliates own units of Rickmers Maritime for its own account. Rather, the units reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above. CRMC is the investment adviser to American Funds Insurance Series Global Growth and Income Fund ("VIGGI"), organized as a Massachusetts Business Trust. VIGGI has direct interest in Rickmers Maritime, with a unitholding of 43,285,393 voting units (4.9209%). In accordance with Section 4(1) of the Securities and Futures Act (Cap. 289) ("SFA"), CRMC (being the investment adviser to VIGGI) has a deemed interest in 43,285,393 voting units in Rickmers Maritime, which constitutes 4.9209% of the total number of voting units in Rickmers Maritime. As CGC is the parent company of CRMC, pursuant to Sections 4(4) and 4(5) of the Securities and Futures Act, Chapter 289 of Singapore, CGC is deemed interested in the total interest of CRMC of 43,285,393 voting units (4.9209%). For the purpose of this Notice, the percentage figures were derived using an outstanding share figure of 879,622,717.
26/10/15
[22/10/15]
Capital Research and Management Company [SSH] S/U (754)  0.210 43,285 4.92 Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 43285393 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.92090000 (Deemed Interest)
CGC is the parent company of Capital Research and Management Company ("CRMC"). CRMC is a U.S.-based investment management company that manages the American Funds family of mutual funds. CRMC manages equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC in turn is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of five investment management companies ("CGII management companies"): Capital Guardian Trust Company, Capital International, Inc., Capital International Limited, Capital International SÓrl and Capital International K.K. The CGII management companies primarily serve as investment managers to institutional clients. Neither CGC nor any of its affiliates own units of Rickmers Maritime for its own account. Rather, the units reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above. CRMC is the investment adviser to American Funds Insurance Series Global Growth and Income Fund ("VIGGI"), organized as a Massachusetts Business Trust. VIGGI has direct interest in Rickmers Maritime, with a unitholding of 43,285,393 voting units (4.9209%). In accordance with Section 4(1) of the Securities and Futures Act (Cap. 289) ("SFA"), CRMC (being the investment adviser to VIGGI) has a deemed interest in 43,285,393 voting units in Rickmers Maritime, which constitutes 4.9209% of the total number of voting units in Rickmers Maritime. As CGC is the parent company of CRMC, pursuant to Sections 4(4) and 4(5) of the Securities and Futures Act, Chapter 289 of Singapore, CGC is deemed interested in the total interest of CRMC of 43,285,393 voting units (4.9209%). For the purpose of this Notice, the percentage figures were derived using an outstanding share figure of 879,622,717.
26/10/15
[22/10/15]
The Capital Group Companies, Inc. ("CGC") [SSH] S/U (754)  0.210 43,285 4.92 Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 43285393 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.92090000 (Deemed Interest)
CGC is the parent company of Capital Research and Management Company ("CRMC"). CRMC is a U.S.-based investment management company that manages the American Funds family of mutual funds. CRMC manages equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC in turn is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of five investment management companies ("CGII management companies"): Capital Guardian Trust Company, Capital International, Inc., Capital International Limited, Capital International SÓrl and Capital International K.K. The CGII management companies primarily serve as investment managers to institutional clients. Neither CGC nor any of its affiliates own units of Rickmers Maritime for its own account. Rather, the units reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above. CRMC is the investment adviser to American Funds Insurance Series Global Growth and Income Fund ("VIGGI"), organized as a Massachusetts Business Trust. VIGGI has direct interest in Rickmers Maritime, with a unitholding of 43,285,393 voting units (4.9209%). In accordance with Section 4(1) of the Securities and Futures Act (Cap. 289) ("SFA"), CRMC (being the investment adviser to VIGGI) has a deemed interest in 43,285,393 voting units in Rickmers Maritime, which constitutes 4.9209% of the total number of voting units in Rickmers Maritime. As CGC is the parent company of CRMC, pursuant to Sections 4(4) and 4(5) of the Securities and Futures Act, Chapter 289 of Singapore, CGC is deemed interested in the total interest of CRMC of 43,285,393 voting units (4.9209%). For the purpose of this Notice, the percentage figures were derived using an outstanding share figure of 879,622,717.
13/10/15
[02/10/15]
Bertram R. C. Rickmers [DIR] S/U 11,501  0.211 300,729 34.19 Note
Remarks
6,073,032 & 5,427,727 Units issued to Rickmers Second Invest GmbH ("Rickmers Second") & Polaris Shipmanagement Company Limited ("Polaris") respectively arising from Rickmers Second and Polaris' participation in Rickmers Maritime's Distribution Reinvestment Plan in respect of the distribution for the period from 1 April 2015 to 30 June 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 300729185 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 34.19000000 (Deemed Interest)
Mr. Bertram R. C. Rickmers holds 100% of Rickmers Holding GmbH & Cie. KG which is the holding company of Rickmers Second, which in turn is the holding company of Polaris. He is therefore deemed to be interested in all the units held by Rickmers Second and Polaris in Rickmers Maritime. Percentage of unitholdings is calculated based on the total number of 863,500,452 units in issue before the change and 879,622,717 units in issue after the change.
12/10/15
[02/10/15]
Lim How Teck [DIR] S/U 9  0.211 240 0.03 Note
Remarks
Participated in Rickmers Maritime's Distribution Reinvestment Plan in respect of the distribution for the period from 1 April 2015 to 30 June 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 240491 (Direct Interest); (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.02730000 (Direct Interest); 0.00000000 (Deemed Interest)
09/10/15
[07/10/15]
American Funds Insurance Series Global Growth and Income Fund ("VIGGI") [SSH] S/U (876)  0.215 52,527 5.97 Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 52526593 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.97100000 (Direct Interest); 0.00000000 (Deemed Interest)
CGC is the parent company of Capital Research and Management Company ("CRMC"). CRMC is a U.S.-based investment management company that manages the American Funds family of mutual funds. CRMC manages equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC in turn is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of five investment management companies ("CGII management companies"): Capital Guardian Trust Company, Capital International, Inc., Capital International Limited, Capital International SÓrl and Capital International K.K. The CGII management companies primarily serve as investment managers to institutional clients. Neither CGC nor any of its affiliates own shares of Rickmers Maritime Ltd. for its own account. Rather, the shares reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above. CRMC is the investment adviser to American Funds Insurance Series Global Growth and Income Fund ("VIGGI"), organized as a Massachusetts Business Trust. VIGGI has direct interest in Rickmers Maritime Ltd., with a shareholding of 52,526,593 voting shares (5.971%). In accordance with Section 4(1) of the Securities and Futures Act (Cap. 289) ("SFA"), CRMC (being the investment adviser to VIGGI) has a deemed interest in 52,526,593 voting shares in Rickmers Maritime Ltd., which constitutes 5.971% of the total number of voting shares in Rickmers Maritime Ltd. As CGC is the parent company of CRMC, pursuant to Sections 4(4) and 4(5) of the Securities and Futures Act, Chapter 289 of Singapore, CGC is deemed interested in the total interest of CRMC of 52,526,593 voting shares (5.971%). For the purpose of this Notice, the percentage figures were derived using an outstanding share figure of 879,622,717.
09/10/15
[07/10/15]
Capital Research and Management Company ("CRMC") [SSH] S/U (876)  0.215 52,527 5.97 Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 52526593 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.97100000 (Deemed Interest)
CGC is the parent company of Capital Research and Management Company ("CRMC"). CRMC is a U.S.-based investment management company that manages the American Funds family of mutual funds. CRMC manages equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC in turn is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of five investment management companies ("CGII management companies"): Capital Guardian Trust Company, Capital International, Inc., Capital International Limited, Capital International SÓrl and Capital International K.K. The CGII management companies primarily serve as investment managers to institutional clients. Neither CGC nor any of its affiliates own shares of Rickmers Maritime Ltd. for its own account. Rather, the shares reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above. CRMC is the investment adviser to American Funds Insurance Series Global Growth and Income Fund ("VIGGI"), organized as a Massachusetts Business Trust. VIGGI has direct interest in Rickmers Maritime Ltd., with a shareholding of 52,526,593 voting shares (5.971%). In accordance with Section 4(1) of the Securities and Futures Act (Cap. 289) ("SFA"), CRMC (being the investment adviser to VIGGI) has a deemed interest in 52,526,593 voting shares in Rickmers Maritime Ltd., which constitutes 5.971% of the total number of voting shares in Rickmers Maritime Ltd. As CGC is the parent company of CRMC, pursuant to Sections 4(4) and 4(5) of the Securities and Futures Act, Chapter 289 of Singapore, CGC is deemed interested in the total interest of CRMC of 52,526,593 voting shares (5.971%). For the purpose of this Notice, the percentage figures were derived using an outstanding share figure of 879,622,717.
09/10/15
[07/10/15]
The Capital Group Companies, Inc. ("CGC") [SSH] S/U (876)  0.215 52,527 5.97 Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 52526593 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.97100000 (Deemed Interest)
CGC is the parent company of Capital Research and Management Company ("CRMC"). CRMC is a U.S.-based investment management company that manages the American Funds family of mutual funds. CRMC manages equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC in turn is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of five investment management companies ("CGII management companies"): Capital Guardian Trust Company, Capital International, Inc., Capital International Limited, Capital International SÓrl and Capital International K.K. The CGII management companies primarily serve as investment managers to institutional clients. Neither CGC nor any of its affiliates own shares of Rickmers Maritime Ltd. for its own account. Rather, the shares reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above. CRMC is the investment adviser to American Funds Insurance Series Global Growth and Income Fund ("VIGGI"), organized as a Massachusetts Business Trust. VIGGI has direct interest in Rickmers Maritime Ltd., with a shareholding of 52,526,593 voting shares (5.971%). In accordance with Section 4(1) of the Securities and Futures Act (Cap. 289) ("SFA"), CRMC (being the investment adviser to VIGGI) has a deemed interest in 52,526,593 voting shares in Rickmers Maritime Ltd., which constitutes 5.971% of the total number of voting shares in Rickmers Maritime Ltd. As CGC is the parent company of CRMC, pursuant to Sections 4(4) and 4(5) of the Securities and Futures Act, Chapter 289 of Singapore, CGC is deemed interested in the total interest of CRMC of 52,526,593 voting shares (5.971%). For the purpose of this Notice, the percentage figures were derived using an outstanding share figure of 879,622,717.
19/08/15
[17/08/15]
Lim How Teck [DIR] S/U (1,000)  0.260 231 0.03 Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 231294 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.02680000 (Direct Interest); 0.00000000 (Deemed Interest)
Mr Lim How Teck is deemed to be interested in all the units held by Redwood International Pte Ltd ("Redwood") in Rickmers Maritime. Mr Lim holds 60% interest in the share capital of Redwood. Percentage of unitholdings is calculated based on the total number of 863,500,452 units in issue.
03/07/15
[19/06/15]
Lee Suet Fern [DIR] S/U 28  0.255 928 0.11 Note
Remarks
Participated in Rickmers Maritime's Distribution Reinvestment Plan in respect of the distribution for the period from 1 January 2015 to 31 March 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 928164 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.10750000 (Direct Interest); 0.00000000 (Deemed Interest)
Percentage of unitholdings is calculated based on the total number of 847,350,000 units in issue before the change and 863,500,452 units in issue after the change.
03/07/15
[19/06/15]
Bertram R. C. Rickmers [DIR] S/U 8,770  0.255 289,228 33.49 Note
Remarks
4,634,471 and 4,135,955 Units have been issued to Rickmers Second Invest GmbH ("Rickmers Second") and Polaris Shipmanagement Company Limited ("Polaris") respectively arising from Rickmers Second's and Polaris' participation in Rickmers Maritime's Distribution Reinvestment Plan in respect of the distribution for the period from 1 January 2015 to 31 March 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 289228426 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 33.49000000 (Deemed Interest)
Mr. Bertram R. C. Rickmers holds 100% of Rickmers Holding GmbH & Cie. KG which is the holding company of Rickmers Second, which in turn is the holding company of Polaris. He is therefore deemed to be interested in all the units held by Rickmers Second and Polaris in Rickmers Maritime. Percentage of unitholdings is calculated based on the total number of 847,350,000 units in issue before the change and 863,500,452 units in issue after the change.
25/06/15
[19/06/15]
Lim How Teck [DIR] S/U 31  0.255 1,231 0.14 Note
Remarks
Participated in Rickmers Maritime's Distribution Reinvestment Plan in respect of the distribution for the period from 1 January 2015 to 31 March 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 1031294 (Direct Interest); 200000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.11940000 (Direct Interest); 0.02320000 (Deemed Interest)
Mr Lim How Teck is deemed to be interested in all the units held by Redwood International Pte Ltd ("Redwood") in Rickmers Maritime. Mr Lim holds 60% interest in the share capital of Redwood. Percentage of unitholdings is calculated based on the total number of 847,350,000 units in issue before the change and 863,500,452 units in issue after the change.
30/05/14
[29/05/14]
Lim How Teck [DIR] S/U (600)  0.290 1,200 0.14 Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 1000000 (Direct Interest); 200000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.11800000 (Direct Interest); 0.02360000 (Deemed Interest)
Mr Lim How Teck is deemed to be interested in the 200,000 units held by Redwood International Pte Ltd ("Redwood"). Mr Lim holds 60% interest in the share capital of Redwood. Percentage of unitholding is calculated based on the total number of 847,350,000 units in issue.
22/05/13
[20/05/13]
Thomas Preben Hansen [DIR] S/U,R/O/W 50  0.240 100 0.01 Note
Remarks
Acquisition of Securities pursuant to rights issue Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): S$12,000 paid @ S$0.240 for each Rights Unit. Immediately after the transaction
No. of ordinary voting shares/units held: 100000 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.01180000 (Direct Interest); 0.00000000 (Deemed Interest) No. of rights/options/warrants held: 0 No. of shares/units underlying the rights/options/warrants: 0
22/05/13
[20/05/13]
Lim How Teck [DIR] S/U,R/O/W 780  0.240 1,800 0.21 Note
Remarks
Acquisition of Securities pursuant to rights issue Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): S$216,000 paid @ S$0.240 for each Rights Unit. Immediately after the transaction
No. of ordinary voting shares/units held: 1600000 (Direct Interest); 200000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.18880000 (Direct Interest); 0.02360000 (Deemed Interest) No. of rights/options/warrants held: 0 No. of shares/units underlying the rights/options/warrants: 0
Mr Lim How Teck is deemed to be interested in the 200,000 units held by Redwood International Pte Ltd ("Redwood") in which Mr Lim holds 60% interest in the share capital of Redwood. Mr Lim How Teck is no longer deemed to be interested in the 120,000 units held by his son, Aaron Lim Chen Wen.
22/05/13
[20/05/13]
Bertram R. C. Rickmers [DIR] S/U,R/O/W 140,229  0.240 280,458 33.10 Note
Remarks
Acquisition of Securities pursuant to rights issue Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): S$33,654,960 paid @ S$0.240 for each Rights Unit. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 280458000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 33.09800000 (Deemed Interest) No. of rights/options/warrants held: 0 No. of shares/units underlying the rights/options/warrants: 0
Bertram Rickmers holds 100% of Rickmers Holding which is the holding company of Rickmers Second Invest GmbH ("Rickmers Second") which in turn is the holding company of Polaris Shipmanagement Company Limited ("Polaris"). He is therefore deemed to be interested in the 148,094,000 units held by Rickmers Second and 132,364,000 units held by Polaris in Rickmers Maritime.
22/05/13
[20/05/13]
Lee Suet-Fern [DIR] S/U,R/O/W 450  0.240 900 0.11 Note
Remarks
Acquisition of Securities pursuant to rights issue Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): S$108,000 paid @ S$0.240 for each Rights Unit. Immediately after the transaction
No. of ordinary voting shares/units held: 900000 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.10620000 (Direct Interest); 0.00000000 (Deemed Interest) No. of rights/options/warrants held: 0 No. of shares/units underlying the rights/options/warrants: 0
07/05/13
[30/04/13]
Lee Suet Fern [DIR] R/O/W 450  - NA NA Note
Remarks
Acquisition of Securities pursuant to rights issue Immediately after the transaction
No. of rights/options/warrants held: 450,000 No. of shares/units underlying the rights/options/warrants: 450,000
06/05/13
[03/05/13]
Thomas Preben Hansen [DIR] S/U 32  0.290 50 0.01 Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 50000 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.01180000 (Direct Interest); 0.00000000 (Deemed Interest)
06/05/13
[03/05/13]
Thomas Preben Hansen [DIR] R/O/W 32  0.036 NA NA Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction
No. of rights/options/warrants held: 50,000 No. of shares/units underlying the rights/options/warrants: 50,000
06/05/13
[30/04/13]
Thomas Preben Hansen [DIR] R/O/W 18  - NA NA Note
Remarks
Acquisition of Securities pursuant to rights issue Immediately after the transaction
No. of rights/options/warrants held: 18,000 No. of shares/units underlying the rights/options/warrants: 18,000
06/05/13
[30/04/13]
Lim How Teck [DIR] R/O/W 1,020  - NA NA Note
Remarks
Acquisition of Securities pursuant to rights issue Immediately after the transaction
No. of rights/options/warrants held: 1,020,000 No. of shares/units underlying the rights/options/warrants: 1,020,000
Mr Lim How Teck is deemed to be interested in the provisional allotment of 120,000 units to his son, Aaron Lim Chen Wen and 100,000 units to Redwood International Pte Ltd ("Redwood") in which Mr Lim holds 60% interest in the share capital of Redwood pursuant to a Rights Issue on the basis of 1 unit for every 1 unit held in Rickmers Maritime.
06/05/13
[30/04/13]
Bertram R. C. Rickmers [DIR] R/O/W 140,229  - NA NA Note
Remarks
Acquisition of Securities pursuant to rights issue Immediately after the transaction
No. of rights/options/warrants held: 140,229,000 No. of shares/units underlying the rights/options/warrants: 140,229,000
Bertram Rickmers holds 100% of Rickmers Holding which is the holding company of Rickmers Second Invest GmbH ("Rickmers Second") which in turn is the holding company of Polaris Shipmanagement Company Limited ("Polaris") . He is therefore deemed to be interested in the provisional allotment of 74,047,000 units to Rickmers Second and 66,182,000 units to Polaris in Rickmers Maritime ("RM") pursuant to a Rights Issue on the basis of 1 unit for every 1 unit held in RM.
05/12/11
[02/12/11]
Lim How Teck [DIR] U 100  0.305 1,020 0.24 Note
Remarks
Mr. Lim How Teck holds 60% of the share capital of Redwood International Pte. Ltd. He is therefore deemed to be interested in the units held by Redwood International Pte. Ltd., in Rickmers Maritime. (1) The breakdown of Mr Lim How Teck's interests, after the aforementioned change - Mr Lim How Teck - 800,000 units (Direct) - Aaron Lim Chen Wen (son) - 120,000 units (Deemed) - Redwood International Pte. Ltd. - 100,000 units (Deemed) (2) The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 2 December 2011.
21/10/11
[20/10/11]
Pacific Holdings International GmbH & Cie. KG [SSH] U (140,229)  - NA NA Note
Remarks
Substantial Shareholder: Pacific Holdings International GmbH & Cie. KG ("Pacific Holdings") Pacific Holdings, which was the holding company of Rickmers Second Invest GmbH and Polaris Shipmanagement Company Limited, has merged with Rickmers Holding GmbH & Cie. KG ("Rickmers Holding"). The merged entity, Rickmers Holding, is now the holding company of Rickmers Second Invest GmbH. Consequently, Pacific Holdings has ceased to be a substantial unitholder of Rickmers Maritime. The percentage figure shown above is calculated based on 423,675,000 units being Rickmers Maritime's total number of issued units as at 20 October 2011.
21/10/11
[20/10/11]
Rickmers Holding GmbH & Cie. KG [SSH] U 140,229  - 140,229 33.10 Note
Remarks
Substantial Shareholder: Rickmers Holding GmbH & Cie. KG ("Rickmers Holding") Pacific Holdings International GmbH & Cie. KG, which was the holding company of Rickmers Second and Polaris, has merged with Rickmers Holding. The merged entity, Rickmers Holding, is now the holding company of Rickmers Second, which in turn is the holding company of Polaris. Consequently, Rickmers Holding is deemed to be interested in 74,047,000 units held by Rickmers Second and 66,182,000 units held by Polaris in Rickmers Maritime. The percentage figure shown above is calculated based on 423,675,000 units being Rickmers Maritime's total number of issued units as at 20 October 2011.
29/10/09
[30/08/09]
Pacific Holdings International GmbH & Cie KG [SSH] U 74,047  - 140,229 33.10 Note
Remarks
Due to a re-structuring of the Rickmers Group, Pacific Holdings has become the holding company of Rickmers Second Invest GmbH ("Rickmers Second"), which in turn is the holding company of Polaris Shipmanagement Company Limited ("Polaris"). Consequently, Pacific Holdings is deemed to be interested in the Units held by Rickmers Second and Polaris. (a) The deemed interests of Pacific Holdings, after the abovementioned change, comprise of (i) 66,182,000 Units held by Polaris Shipmanagement Company Limited; and (ii) 74,047,000 Units held by Rickmers Second. (b) The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 28 October 2009.
29/10/09
[30/08/09]
Rickmers Holding GmbH & Cie. KG [SSH] U (74,047)  - NA NA Note
Remarks
Due to a re-structuring of the Rickmers Group, Rickmers Holding has ceased to be the holding company of Rickmers Second Invest GmbH ("Rickmers Second"). Consequently, Rickmers Holding has ceased to be interested in the Units held by Rickmers Second. The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 28 October 2009.
29/10/09
[30/08/09]
Rickmers Second Invest Gmbh ("Rickmers Second") [SSH] U 66,182  - 140,229 33.10 Note
Remarks
Due to a re-structuring of the Rickmers Group, Rickmers Second has become the holding company of Polaris Shipmanagement Company Limited ("Polaris"). Consequently, Rickmers Second is deemed to be interested in the Units held by Polaris. (a) The deemed interests of Rickmers Second, after the abovementioned change, comprise of 66,182,000 Units held by Polaris Shipmanagement Company Limited. (b) The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 28 October 2009.
27/04/09
[24/04/09]
FMR LLC & FIL Ltd [SSH] U (3,479)  - 21,041 4.97 Note
Remarks
Market Transactions Interest refers to Common Units. The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 24 April 2009. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
27/04/09
[23/04/09]
FMR LLC & FIL Ltd [SSH] U (1,228)  - 24,520 5.79 Note
Remarks
Market Transactions Interest refers to Common Units. The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 23 April 2009. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
08/04/09
[06/04/09]
FMR LLC & FIL Ltd [SSH] U (3,000)  - 28,822 6.80 Note
Remarks
Market Transactions Interest refers to Common Units. The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 06 April 2009. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
06/04/09
[03/04/09]
FMR LLC & FIL Ltd [SSH] U (6,000)  - 31,822 7.51 Note
Remarks
Market Transactions Interest refers to Common Units. The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 03 April 2009. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
06/04/09
[03/04/09]
The Capital Group Companies Inc [SSH] U 5,882  - 27,420 6.47 Note
Remarks
Units were purchased through open market transactions at shareholder discretion. Interest refers to Common Units. The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 03 April 2009. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
06/04/09
[02/04/09]
FMR LLC & FIL Ltd [SSH] U (1,008)  - 37,822 8.93 Note
Remarks
Market and Non-Market Transactions Interest refers to Common Units. The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 02 April 2009. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
11/02/09
[09/02/09]
FMR LLC & FIL Ltd [SSH] U (374)  - 42,100 9.94 Note
Remarks
Market transactions. Interest refers to Common Units. The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 09 February 2009. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
09/12/08
[05/12/08]
Lim How Teck [DIR] U 50  0.400 920 0.22 Note
Remarks
Interest refers to Common Units. The percentage figure shown above is calculated based on Rickmers Maritime's total issued units of 423,675,000 units as at 5 December 2008. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
24/11/08
[19/11/08]
The Capital Group Companies Inc [SSH] U 500  0.395 21,538 5.08 Note
Remarks
Open Market Purchase
13/11/08
[13/11/08]
UBS AG [SSH] U (290)  - 20,880 4.93 Note
Remarks
The change is a result of the following:
decrease in positions held on behalf of prime brokerage clients.
04/11/08
[04/11/08]
Andreas Sohmen-Pao [DIR] U 100  0.450 400 0.09 Note
Remarks
Open Market Purchase
17/10/08
[16/10/08]
Lim How Teck [DIR] U 50  0.520 870 0.20 -
Remarks
17/10/08
[16/10/08]
UBS AG [SSH] U (308)  - 25,287 5.97 Note
Remarks
The change is a result of the following - (1) decrease in UBS proprietary positions; partially offset by (2) increase in positions held on behalf of prime brokerage clients.
08/10/08
[08/10/08]
Lim How Teck [DIR] U 50  0.700 820 0.19 -
Remarks
08/10/08
[06/10/08]
Fidelity Investments Management (Hong Kong) Ltd [SSH] U (37,383)  - NA NA Note
Remarks
Units held by Fidelity are reported by FMR LLC (on behalf of the managed accounts of its direct and indirect subsidiaries & FIL Ltd, on behalf of the managed accounts of its direct and indirect subsidiaries). Fidelity is a direct wholly owned subsidiary of FIL Ltd. Hence, Fidelity on its own, should not be regarded as a substantial shareholder of Rickmers Maritime. This notification serves to correct Announcement No00137 made on 8 May 2007
08/10/08
[17/06/08-06/10/08]
FMR LLC [SSH] U 1,058  - 42,843 10.11 Note
Remarks
Market and Non Market Transactions
07/10/08
[06/10/08]
Lim How Teck [DIR] U 30  0.800 770 0.18 -
Remarks
07/10/08
[06/10/08]
Lim How Teck [DIR] U 50  0.800 740 0.17 -
Remarks
19/09/08
[18/09/08]
Lim How Teck [DIR] U 20  0.892 690 0.16 -
Remarks
19/09/08
[18/09/08]
Lim How Teck [DIR] U 50  0.910 670 0.16 -
Remarks
16/09/08
[15/09/08]
Lim How Teck [DIR] U 20  1.000 620 0.15 -
Remarks
16/09/08
[15/09/08]
Lim How Teck [DIR] U 50  1.000 600 0.14 -
Remarks
16/09/08
[12/09/08]
UBS AG [SSH] U (1,287)  - 28,984 6.84 Note
Remarks
The change is a result of the following- (1) decrease in units in Rickmers Maritime received as collateral which carry voting rights; partially offset by (2) increase in positions held on behalf of prime brokerage clients
09/09/08
[08/09/08]
Lim How Teck [DIR] U 50  1.045 550 0.13 Note
Remarks
Open Market Purchase. Interest refers to Common Units.
09/09/08
[05/09/08]
Lim How Teck [DIR] U 20  1.040 500 0.12 Note
Remarks
Open Market Purchase. Deemed interest in units purchased by son. Interest refers to Common Units.
29/08/08
[27/08/08]
UBS AG [SSH] U (641)  - 29,390 6.94 Note
Remarks
The change is a result of the following- (1) decrease in units in Rickmers Maritime received as collateral which carry voting rights; and (2) decrease in positions held on behalf of prime brokerage clients.
28/08/08
[26/08/08]
UBS AG [SSH] U 2,423  - 30,031 7.09 Note
Remarks
The change is a result of the following- (1) increase in units in Rickmers Maritime received as collateral which carry voting rights; partially offset by (2) decrease in positions held on behalf of prime brokerage clients; and (3) decrease in UBS proprietary positions.
22/08/08
[19/08/08]
UBS AG [SSH] U (1,487)  - 28,592 6.75 Note
Remarks
The change is a result of the following- (1) decrease in units in Rickmers Maritime received as collateral which carry voting rights; partially offset by (2) increase in positions held on behalf of prime brokerage clients
05/08/08
[31/07/08]
UBS AG [SSH] U (671)  - 33,281 7.86 Note
Remarks
The change is a result of the following: (1) decrease in UBS proprietary positions; and (2) decrease in units in Rickmers Maritime received as collateral which carry voting rights.
01/08/08
[30/07/08]
UBS AG [SSH] S 1,563  - 33,952 8.02 Note
Remarks
The change is a result of the following: (1)increase in units in Rickmers Maritime received as collateral which carry voting rights; (2)increase in positions held on behalf of prime brokerage clients; partially offset by (3)decrease in UBS proprietary positions.
22/07/08
[21/07/08]
UBS AG [SSH] S (476)  - 33,863 7.99 Note
Remarks
The change is a result of the following:
(1) decrease in units in Rickmers Maritime received as collateral which carry voting rights; partially offset by
(2) increase in UBS proprietary positions
18/06/08
[08/05/08-16/06/08]
FMR LLC [SSH] U (102)  - 42,309 9.99 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & FIL Ltd.Market and Non Market Transactions. Change in percentage level is the result of a series of transactions between 8 May 2008 and 16 June 2008.
27/05/08
[22/05/08]
UBS AG [SSH] U 2,670  - 35,556 8.40 Note
Remarks
The change is a result of the following:

(1) Increase in units in Rickmers Maritime received as collateral which carry voting rights; and

(2) Increase in UBS proprietary positions.
23/05/08
[21/05/08]
UBS AG [SSH] U (1,417)  - 32,886 7.77 Note
Remarks
The change is a result of the following:
(1) decrease in units in Rickmers Maritime received as collateral which carry voting rights, partially offset by;
(2) increase in UBS proprietary positions.
09/05/08
[07/05/08]
FMR LLC [SSH] U (2,304)  - 45,042 10.63 -
Remarks
08/05/08
[25/03/08-06/05/08]
FMR LLC [SSH] U 1,070  - 47,346 11.18 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & FIL Ltd.Market Transactions. Change in percentage level is the result of a series of transactions between 25 March 2008 and 6 May 2008
05/05/08
[30/04/08]
UBS AG [SSH] U (3,563)  - 34,793 8.21 Note
Remarks
The change is a result of the following:

(1) decrease in units in Rickmers Maritime received as collateral which carry voting rights

(2) increase in UBS proprietary positions.
02/05/08
[29/04/08]
UBS AG [SSH] U 1,106  - 38,356 9.05 -
Remarks
30/04/08
[28/04/08]
UBS AG [SSH] U (1,143)  - 37,250 8.79 Note
Remarks
The change is a result of the following:
(1) decrease in units in Rickmers Maritime received as collateral which carry voting rights.
25/04/08
[24/04/08]
UBS AG [SSH] U 2,610  - 39,715 9.37 Note
Remarks
(1) increase in borrowed units in Rickmers Maritime which carry voting rights. (2) increase in UBS proprietary positions.
25/04/08
[23/04/08]
UBS AG [SSH] U (2,419)  - 37,106 8.76 Note
Remarks
(1) decrease in borrowed units in Rickmers Maritime which carry voting rights; partially offset by. (2) increase in UBS proprietary positions.
15/04/08
[11/04/08]
UBS AG [SSH] U (5,027)  - 33,906 8.00 Note
Remarks
(1) decrease in borrowed units in Rickmers Maritime which carry voting rights; partially offset by
(2) Increase in UBS proprietary positions.
14/04/08
[10/04/08]
UBS AG [SSH] U 6,203  - 38,933 9.19 Note
Remarks
(1) Increase in UBS proprietary positions. (2) Increase in positions held on behalf of prime brokerage clients. (3) Increase in borrowed units in Rickmers Maritime which carry voting rights.
01/04/08
[11/03/08]
Citigroup Inc. [SSH] U (2,439)  - 20,447 4.83 Note
Remarks
2,439,000 shares were disposed by the proprietary and hedging desks of Citigroup Global Markets Limited ("CGML") thereby reducing the aggregate number of units held to 20,447,098 on 11 March 2008. Its holdings were further diluted by additional units issued by Rickmers Maritime on 11 March 2008.
31/03/08
[11/03/08]
Citigroup Global Markets Ltd [SSH] U (2,439)  - 20,447 4.83 Note
Remarks
2,439,000 shares were disposed by the proprietary and hedging desks of Citigroup Global Markets Limited ("CGML") thereby reducing the aggregate number of units held to 20,447,098 on 11 March 2008. Its holdings were further diluted by additional units issued by Rickmers Maritime on 11 March 2008.
24/03/08
[20/03/08]
Lim How Teck [DIR] U 50  1.000 480 0.11 -
Remarks
18/03/08
[18/03/08]
Andreas Sohmen-Pao [DIR] U 100  1.000 300 0.07 -
Remarks
12/03/08
[11/03/08]
Bertram R C Rickmers [DIR] U 33,438  - 140,229 33.10 Note
Remarks
Allotment of units to Polaris Shipmanagement Company Limited in satisfaction of partial payment of consideration for Vessel CMA CGM Onyx.
12/03/08
[11/03/08]
Polaris Shipmanagement Company Ltd [SSH] U 33,438  - 66,182 15.62 Note
Remarks
Allotment of units in satisfaction of partial payment of consideration for Vessel CMA CGM Onyx.
11/03/08
[06/03/08]
Lim How Teck [DIR] U 20  1.050 430 0.11 Note
Remarks
Deemed interest in units purchased by son.
11/03/08
[06/03/08]
Lim How Teck [DIR] U 50  1.050 410 0.09 -
Remarks
06/03/08
[05/03/08]
Lee Suet Fern [DIR] U 50  1.040 450 0.12 -
Remarks
03/03/08
[29/02/08]
Lee Suet Fern [DIR] U 67  1.080 400 0.10 -
Remarks
27/02/08
[25/02/08]
Lee Suet Fern [DIR] U 33  1.080 333 0.09 -
Remarks
25/02/08
[21/02/08]
Lim How Teck [DIR] U 10  1.060 360 0.09 Note
Remarks
Deemed interest in units purchased by son.
25/02/08
[20/02/08]
Lim How Teck [DIR] U 50  1.050 350 0.09 -
Remarks
20/02/08
[08/01/08-18/02/08]
FMR LLC [SSH] U 4,617  - 43,740 11.21 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries and FIL Ltd. Market Transaction.Change in percentage level is the result of a series of transactions between 08 January 2008 and 18 February 2008.
31/01/08
[31/12/07]
Citigroup Inc. [SSH] U (1,575)  - 22,886 5.86 Note
Remarks
1,575,000 shares were disposed by the proprietary and hedging desks of Citigroup Global Markets Limited ("CGML") thereby reducing the aggregate number of units held to 22,886,098 on 31 December 2007. Citigroup Inc, being the ultimate holding company of CGML is deemed to have the same interests
31/01/08
[27/11/07]
Citigroup Inc. [SSH] U 4,915  - 24,461 6.27 Note
Remarks
Through additional transactions undertaken by the proprietary and hedging desks of Citigroup Global Markets Limited ("CGML"), the aggregate number of units acquired by CGML had increased to 24,461,098 on 27 November 2007. Citigroup Inc, being the ultimate holding company of CGML is deemed to have the same interests.
31/01/08
[16/10/07]
Citigroup Inc. [SSH] U 675  1.540 19,546 5.01 Note
Remarks
Citigroup Global Markets Limited ("CGML"), as one of the cornerstone investors during the Initial Public Offer, has acquired 16,822,000 units representing 4.4% of the total number of issued units pre over-allotment as at the listing date. Through additional transactions undertaken by proprietary and hedging desks, the aggregate number of units acquired by CGML had increased to 19,546,227 on 16 Oct 2007. Citigroup Inc, being the ultimate holding company of CGML is deemed to have the same interests.
15/01/08
[28/11/07]
Bertram R C Rickmers [DIR] U 50  1.341 106,791 27.37 -
Remarks
15/01/08
[26/11/07]
Bertram R C Rickmers [DIR] U 50  1.377 106,741 27.35 -
Remarks
15/01/08
[26/11/07-28/11/07]
Pacific Holdings International GmbH & Cie KG [SSH] U 100  - 32,744 8.39 Note
Remarks
Open Market Purchase by Polaris Shipmanagement Company Limited.The change in the percentage level is the result of transactions between 26 & 28 November 2007.
09/01/08
[29/12/07-07/01/08]
FMR LLC [SSH] U (725)  - 42,458 10.88 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd.Market Transaction.Change in percentage level is the result of a series of transactions between 29 December 2007 and 07 January 2008.
08/01/08
[07/01/08]
UBS AG [SSH] U 1,197  - 31,480 8.07 Note
Remarks
Increase in positions held on behalf of prime brokerage clients.
07/01/08
[31/12/07]
Citigroup Global Markets Ltd [SSH] U (1,575)  - 22,886 5.86 Note
Remarks
1,575,000 shares were disposed by the proprietary and hedging desks of Citigroup Global Markets Limited ("CGML") thereby reducing the aggregate number of units held to 22,886,098 on 31 December 2007.
04/01/08
[27/12/07]
Lee Suet Fern [DIR] U 200  1.200 300 0.08 -
Remarks
04/01/08
[27/11/07]
Citigroup Global Markets Ltd [SSH] U 4,915  - 24,461 6.27 Note
Remarks
Through addtional transactions undertaken by the proprietary and hedging desks of Citigroup Global Markets Limited ("CGML"), the aggregate number of units acquired by CGML had increased to 24,461,098 on 27 November 2007.
04/01/08
[16/10/07]
Citigroup Global Markets Ltd [SSH] U 675  1.540 19,546 5.01 Note
Remarks
Citigroup Global Markets Limited ("CGML"), as one of the cornerstone investors during the Initial Public Offer, has acquired 16,822,000 units representing 4.4% of the total number of issued units pre over-allotment as at the listing date. Through additional transactions undertaken by proprietary and hedging desks, the aggregate number of units acquired by CGML had increased to 19,546,227 on 16 October 2007.
02/01/08
[14/12/07-28/12/07]
FMR LLC [SSH] U 2,681  - 45,442 11.64 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd. Non-market transaction.Change in percentage level is the result of a series of transactions between 14 December 2007 and 28 December 2007
28/12/07
[27/12/07]
Andreas Sohmen-Pao [DIR] U 100  1.200 200 0.05 -
Remarks
26/12/07
[21/12/07]
Lim How Teck [DIR] S 100  1.200 300 0.08 Note
Remarks
Interest refers to Common Units. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
18/12/07
[01/12/07-13/12/07]
FMR LLC [SSH] U (2,681)  - 42,761 10.96 Note
Remarks
on behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd on behalf of the managed accounts of its direct and indirect subsidiaries. Market Transaction. Change in percentage level is the result of a series of transactions between 1 December 2007 and 13 December 2007.
10/12/07
[06/12/07]
Lim How Teck [DIR] U 100  1.300 200 0.05 -
Remarks
07/12/07
[02/11/07-30/11/07]
FMR LLC [SSH] U (2,000)  - 45,442 11.64 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd. Market Transaction.
03/12/07
[28/11/07]
Polaris Shipmanagement Company Ltd [SSH] U 50  - 32,744 8.39 -
Remarks
28/11/07
[26/11/07]
Polaris Shipmanagement Company Ltd [SSH] U 50  - 32,694 8.38 -
Remarks
15/11/07
[12/11/07]
Lim How Teck [DIR] U 100  1.450 100 0.03 -
Remarks
07/11/07
[06/11/07]
Andreas Sohmen-Pao [DIR] U 100  1.450 100 0.02 -
Remarks
07/11/07
[06/11/07]
Lee Suet Fern [DIR] U 100  1.450 100 0.02 -
Remarks
06/11/07
[29/10/07-01/11/07]
FMR LLC [SSH] U (138)  - 50,629 12.97 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd. Market Transaction. Change in percentage level is the result of a series of transactions between 29 October 2007 and 1 November 2007.
31/10/07
[26/10/07]
FMR LLC [SSH] U 603  - 50,767 13.01 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd. Market Transaction. Change in percentage level is the result of a series of transactions on 26 October 2007.
29/10/07
[17/10/07-25/10/07]
FMR LLC [SSH] U (2,962)  - 50,164 12.85 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd.
19/10/07
[26/06/07-16/10/07]
FMR LLC [SSH] U (1,020)  - 54,125 13.87 Note
Remarks
Market Transaction. Change in percentage level is the result of a series of transactions between 26 June 2007 and 16 October 2007.
28/06/07
[20/06/07-25/06/07]
FMR Corp [SSH] U 1,101  - 55,562 14.24 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd. Market Transaction.
22/06/07
[13/06/07-19/06/07]
FMR Corp [SSH] U 5,355  - 54,111 13.87 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd. Market Transaction.
15/06/07
[24/05/07-12/06/07]
FMR Corp [SSH] U 500  - 47,007 12.05 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd. Market Transaction.
11/06/07
[07/06/07]
Citigroup Global Markets Ltd [SSH] U (24,739)  - 16,822 4.30 Note
Remarks
Pursuant to the unit lending agreement dated 27 April 2007, Citigroup Global Markets Singapore Pte Ltd ("Citi") borrowed 33,935,000 Common Units in Rickmers Maritime from Polaris Shipmanagement Company Limited and Rickmers Second invest GmbH ("Lenders"). The change in the interest of CGML arose from redelivery on 7 June 2007 of the borrowed Common Units by the transfer of 24,739,000 Common Units acquired by Citi pursuant to price stabilising action to the Lenders. Accordingly, Citi ceased to hold any interest in the Common Units which it acquired pursuant to price stabilising action. In addition, with the exercise of the over-allotment option by Citi on 1 June 2007, Rickmers Maritime issued an additional 9,196,000 Common Units and this resulted in dilution of CGML's unitholding in the issued unit capital of Rickmers Maritime.
01/06/07
[30/05/07]
UBS AG [SSH] U 2,476  - 23,371 6.13 Note
Remarks
Increase in positions held on behalf of various prime brokerage clients.
28/05/07
[07/05/07-23/05/07]
FMR Corp [SSH] U (1,950)  - 45,425 11.92 Note
Remarks
On behalf of the managed accounts of its direct and indirect subsidiaries & Fidelity International Ltd. Non-Market Transaction. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd amd Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
16/05/07
[11/05/07]
UBS AG [SSH] U (2,000)  - 20,895 5.48 Note
Remarks
Decrease in positions held on behalf of various prime brokerage clients. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
14/05/07
[11/05/07]
Citigroup Global Markets Ltd [SSH] U 4,000  - 41,561 10.90 Note
Remarks
On 11 May 2007 Citigroup Global Markets Singapore Pte Ltd purchased an aggregate of 4,000,000 units as part of its stabilising actions effected to stabilise or maintain the market price of the units in connection with the initial public offering of Rickmers Maritime. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
11/05/07
[10/05/07]
Citigroup Global Markets Ltd [SSH] U 11,325  - 37,561 9.90 Note
Remarks
On 10 May 2007 Citigroup Global Markets Singapore Pte Ltd purchased an aggregate of 11,325,000 units as part of its stabilising actions effected to stabilise or maintain the market price of the units in connection with the initial public offering of Rickmers Maritime.
11/05/07
[10/05/07]
UBS AG [SSH] U 2,000  - 23,980 6.29 Note
Remarks
Increase in proprietary positions. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
11/05/07
[09/05/07]
UBS AG [SSH] U 15,190  1.570-1.600 21,980 5.77 Note
Remarks
Increase in positions held on behalf on various prime brokerage clients. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
10/05/07
[04/05/07]
FMR Corp [SSH] U 49,237  1.048 49,237 12.92 Note
Remarks
Listing of Rickmers Mairtime on the Singapore Stock Exchange Interest refers to 49,237,000 Common Units. This deemed interest includes 37,383,000 Common Units held by Fidelity Investments Management (Hong Kong) Limited as announced on 8 May 2007 (announcement no. 00137) Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
08/05/07
[07/05/07]
Citigroup Global Markets Ltd [SSH] U 6,716  - 26,236 6.90 Note
Remarks
On 7 May 2007 Citigroup Global Markets Singapore Pte Ltd purchased an aggregate of 6,716,000 units as part of its stabilizing actions effected to stabilize or maintain the market price of the units in connection with the initial public offering of Rickmers Maritime. Sponsorship Statement: Citigroup Global Markets Singapore Pte. Ltd. and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
08/05/07
[04/05/07]
Bertram R C Rickmers [DIR] U 106,691  1.570 106,691 28.00 Note
Remarks
Acquisition of Units by Polaris and Rickmers Second in Rickmers Maritime ("Rickmers") in connection with the initial public offering of Rickmers. Polaris and Rickmers Second are corporations in which Bertram Rickmers is deemed to be interested pursuant to Section 7 of the Companies Act. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
08/05/07
[04/05/07]
Citigroup Global Markets Ltd [SSH] U 19,520  1.570 19,520 5.10 Note
Remarks
(1) On 4 May 2007 Citigroup Global Markets Singapore Pte Ltd purchased an aggregate of 2,698,000 units as part of its stabilizing actions effected to stabilize or maintain the market price of the units in connection with the initial public offering of Rickmers Maritime (2) Citigroup Global Markets Limited acquired 16,822,000 units as a cornerstone investor in connection with the initial public offering of Rickmers Maritime. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
08/05/07
[04/05/07]
Fidelity Investments Management (Hong Kong) Ltd [SSH] U 37,383  1.570 37,383 9.81 Note
Remarks
Acquisition of 37,383,000 Common Units in Rickmers Maritime ("Rickmers") in connection with the initial public offering of Rickmers. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
08/05/07
[04/05/07]
Polaris Shipmanagement Company Ltd [SSH] U 32,644  1.570 32,644 8.57 Note
Remarks
Acquisition of Common Units in Rickmers Maritime ("Rickmers") in connection with the initial public offering of Rickmers. Interest refers to Common Units. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer. Polaris's
(a) direct interest decrease from 8.567% to 4.094%
(b) deemed interest increases from nil to 4.473%
(c) total interest remain unchanged. Polaris has lent 17,044,000 Common Units in Rickmers to Citigroup Global Markets Singapore Pte Ltd (as Borrower) pursuant to a unit lending transaction.
08/05/07
[04/05/07]
Rickmers Second Invest Gmbh ("Rickmers Second") [SSH] U 74,047  1.570 74,047 19.43 Note
Remarks
Acquisition of 16,891,000 Common Units and 57,156,000 Subordinated Units in Rickmers Maritime ("Rickmers") in connection with the initial public offering of Rickmers. Interest in Units comprises 16,891,000 Common Units and 57,156,000 Subordinated Units. Sponsorship Statement: Citigroup Global Markets Singapore Pte Ltd and Deutsche Bank AG, Singapore Branch are the Joint Global Co-ordinators and Joint Bookrunners of the initial public offering in Rickmers Maritime and DBS Bank Ltd is the Joint Lead Manager and Co-ordinator of the Singapore Public Offer.
* DIR - Director (include Directors of related companies)
SSH - Substantial Shareholder
COY - Company Share Buyback
** S - Shares
W - Warrants
U - Units
R - Rights
*** Direct & Deemed Interests

Notes

  1. Only trades by directors, substantial shareholders and company share buy back are included in Insider Trades.